Expobank CZ www.expobank.cz Expobank JSC BELGRAD www.expobank.rs AS Expobank www.expobank.eu
About the Bank

Disclosures

"Quarterly Reports" section contains public financial records of Expobank LLC; notifications of key events in the Bank’s activities are published in "Material Events"; "Internal Documents" section contains framework documents and instructions
Internal documents
Quarterly reports
Insider information
Material events
Information on Individuals Controlling or Having Significant Impact on the Bank
Licenses and memberships

Internal documents

Insider information

List of information related to the insider information of Expobank LLC as an Issuer, a professional securities market participant and a credit institution executing transactions in financial instruments and foreign currency on behalf of the customers, which obtains the insider information from the customers.

  1. The insider information of Expobank LLC executing transactions in financial instruments, derivatives and foreign currency on behalf of the customers includes the information obtained from the customers, which is contained in:

    1.1. the orders to be executed, submitted by the customers for transactions in securities, where execution of such orders may have a material impact on the price of the relevant securities.

    Orders by the customers shall be deemed as such if two of the below conditions are concurrently met:

    • the securities of one Issuer providing the same scope of rights to holders thereof and specified in such orders amount to or exceed 0.2 percent of the total number of offered (outstanding) securities with the same scope of rights of the same Issuer;
    • the market value of the securities of one Issuer providing the same scope of rights to holders thereof and specified in such orders amounts to or exceeds RUB 200 mn;
    • the customer is an insider of the Issuer of such securities.

    1.2. the orders to be executed, submitted by the customers for entering into contracts that are:

    • derivative financial instruments, where execution of such orders may have a material impact on the price of the relevant securities;
    • derivative financial instruments for which the underlying asset is an exchange traded commodity, where execution of such orders may have a material impact on the price of the relevant exchange traded commodity.

    Orders by the customers shall be deemed as such if two of the below conditions are concurrently met:

    • the securities of one Issuer providing the same scope of rights to holders thereof amount to or exceed 0.2 percent of the total number of offered (outstanding) securities with the same scope of rights of the same Issuer;
    • the cash equivalent and/or the market value of securities of one Issuer providing the same scope of rights to holders thereof amounts to or exceeds RUB 200 mn;
    • the cash equivalent and/or the market value of the exchange traded commodity amounts to or exceeds RUB 200 mn.

    1.3. the information contained in orders to be executed, submitted by the customers for acquisition (purchase) of foreign currency at a currency exchange, where execution of such orders may have a material impact on the price of the foreign currency.

    Orders by the customers shall be deemed as such if the market value of the foreign currency specified in such orders amounts to or exceeds RUB 200 mn.

    1.4. the information contained in orders to be executed, submitted by the customers for entering into contracts that are derivative financial instruments for which the underlying asset is a foreign currency, where execution of such orders may have a material impact on the price of the foreign currency.

    Orders by the customers shall be deemed as such if the market value of the foreign currency specified in such orders amounts to or exceeds RUB 200 mn.

  2. The insider information includes the information contained in orders to be executed, submitted by the customers, as described in clause 1 hereof, relating to the price and volume (quantity) of securities, foreign currency, contracts that are derivative financial instruments, actions to be taken pursuant to such orders (acquisition (purchase) or disposal (sale), entering into a contract (contracts) that is a derivative financial instrument).

  3. The insider information of Expobank LLC acting as an Issuer includes the information:

    3.1. on convening and holding the General Shareholders’ Meeting of the Issuer, including on the agenda, date of meeting, date of drawing up the list of persons eligible to attend the meeting, as well as on the resolutions passed at the General Shareholders’ Meeting of the Issuer;

    3.2. on the agenda for the Meeting of the Board of Directors of the Issuer, and on the resolutions passed thereat;

    3.3. on failure by the Issuer’s Board of Directors to pass the following resolutions, which are mandatory in accordance with the federal laws:

    • on convening the Annual (Ordinary) General Shareholders’ Meeting of the Issuer that is a business company, as well as on other resolutions relating to preparing, convening and holding the Annual (Ordinary) General Shareholders’ Meeting of such Issuer;
    • on convening (holding) or rejecting to convene (hold) an Extraordinary General Shareholders’ Meeting of the Issuer that is a business company on request by such Issuer’s internal audit commission (internal auditor) or such Issuer’s external auditor;
    • on adding or rejecting to add the items proposed to the agenda of the General Shareholders’ Meeting of the Issuer that is a business company;

    3.4. on submission by the Issuer of an application on making entries to the Unified State Register of Legal Entities relating to reorganization, winding up or liquidation of the Issuer, and in case the authority performing state registration of legal entities rejects to make the said entries, – information about such a decision;

    3.5. on emergence of an entity controlled by the Issuer which is of material importance to it, and on termination of the grounds for control over the said entity;

    3.6. on emergence of a person controlling the Issuer and on termination of the grounds for such control;

    3.7. on making a decision on reorganization or liquidation by the entity controlling the Issuer, an entity controlled by the Issuer which is of material importance to it, or by a person that has provided collateral for bonds of the said Issuer;

    3.8. on submission by the entity controlling the Issuer, an entity controlled by the Issuer which is of material importance to it, or by a person that has provided collateral for bonds of the Issuer, of an application on making entries to the Unified State Register of Legal Entities relating to reorganization, winding up or liquidation of the said entities;

    3.9. on occurrence of grounds to believe that the Issuer, the person controlling it, an entity controlled by the Issuer which is of material importance to it, or a person that has provided collateral for bonds of the said Issuer is likely to fail the insolvency (bankruptcy) test provided by the Russian insolvency (bankruptcy) law;

    3.10. on acceptance by the arbitration court of an application to declare the Issuer, the person controlling it, an entity controlled by the Issuer which is of material importance to it, or a person that has provided collateral for bonds of the said Issuer bankrupt, as well as on passing a judgment by the arbitration court declaring the said persons bankrupt, introduction of bankruptcy procedures in respect of any of them, termination of bankruptcy proceedings in respect of them;

    3.11. on filing of a suit against the Issuer, the person controlling it, an entity controlled by the Issuer which is of material importance to it, or a person that has provided collateral for bonds of the Issuer, the total amount claimed whereunder equals or exceeds 10 percent of the book value of assets of the said persons as of the cut-off date of the accounting period (quarter, year) preceding the suit, for which the legal time limit to submit accounting (financial) statements has expired, or another suit that the Issuer considers likely to have a material impact on the financial and business standing of the Issuer or the said persons;

    3.12. on the date as of which the list is drawn up of holders of certified issuable bearer securities of the Issuer that are subject to centralized storage for purposes of exercising the rights attached to such securities;

    3.13. on passing by competent bodies of the Issuer of the following resolutions:

    • on offering of securities of the Issuer;
    • on approval of a resolution authorizing issue (additional issue) of securities of the Issuer;
    • on approval of the Issuer’s securities prospectus;
    • on the Issuer’s issuable securities offering start date;

    3.14. on completion of offering of the Issuer’s issuable securities;

    3.15. on submission (filing) by the Issuer of an application for state registration of an issue (additional issue) of issuable securities, registration of a securities prospectus, registration of amendments made to the resolution authorizing issue (additional issue) of issuable securities and/or the prospectus thereof, state registration of a report on the results of issue (additional issue) of issuable securities;

    3.16. on a notice given (filed) by the Issuer of the results of an issue (additional issue) of issuable securities;

    3.17. on a judgment passed by the arbitration court declaring an issue (additional issue) of issuable securities of the Issuer invalid;

    3.18. on redemption of issuable securities of the Issuer;

    3.19. on accrued and/or paid yield on issuable securities of the Issuer;

    3.20. on conclusion by the Issuer of an agreement with a Russian securities market operator to include the Issuer’s issuable securities to the list of securities admitted by the Russian securities market operator for trading in the stock market, as well as an agreement with a Russian stock exchange for inclusion of the Issuer’s securities in the quotation list of the Russian stock exchange;

    3.21. on conclusion by the Issuer of an agreement to include the Issuer’s issuable securities or securities of a foreign issuer certifying rights in respect of the Russian Issuer’s issuable securities, in the list of securities admitted for trading in a foreign organized (regulated) financial market, as well as an agreement with a foreign stock exchange for inclusion of such securities in the quotation list of the foreign stock exchange;

    3.22. on inclusion of the Issuer’s issuable securities or securities of a foreign issuer certifying rights in respect of the Russian Issuer’s issuable securities in the list of securities admitted for trading in the foreign organized (regulated) financial market, and about exclusion of such securities from the said list, as well as about inclusion of such securities in the quotation list of the foreign stock exchange or their exclusion from the said list;

    3.23. on conclusion by the Issuer of an agreement for support (stabilization) of prices for the Issuer’s issuable securities (securities of a foreign issuer certifying rights in respect of the Russian Issuer’s issuable securities), on the terms of the said agreement, as well as on termination of such an agreement;

    3.24. on filing an application by the Issuer to obtain permission from the federal executive body for securities market to offer and/or organize trading in its issuable securities outside the Russian Federation;

    3.25. on failure by the Issuer to perform its obligations to the holders of its issuable securities;

    3.26. on acquisition by a person of the right or termination of such person’s right to directly or indirectly (through its controlled persons), individually or jointly with other persons who have entered into an agreement for trust management of property, and/or simple partnership, and/or a mandate agreement, and/or a shareholders’ agreement, and/or any other agreement with it, the subject matter of which is the exercise of the rights certified by the Issuer’s shares (stakes), use a certain number of votes attached to the voting shares that constitute the Issuer’s authorized capital, if the said number of votes amounts to 5 percent or has become more or less than 5, 10, 15, 20, 25, 30, 50, 75 or 95 percent of the total number of votes attached to the voting shares constituting the authorized capital of the Issuer;

    3.27. on discovery of errors in previously disclosed or submitted accounting (financial) statements of the Issuer, if such errors are likely have a material impact on the price of the Issuer’s issuable securities;

    3.28. on execution by the Issuer or a person that has provided collateral for bonds of the Issuer of a transaction for the amount of 10 percent or more of the book value of assets of the Issuer or the said person as of the cut-off date of the accounting period (quarter, year) preceding execution of the transaction, for which the legal time limit to submit accounting (financial) statements has expired;

    3.29. on execution by the entity that controls the Issuer, or an entity controlled by the Issuer which is of material importance to it, of a transaction recognized as a major transaction under Russian law;

    3.30. on execution by the Issuer of a related party transaction, which needs approval by a competent management body of the Issuer pursuant to Russian law, if this transaction amounts to:

    • for issuers the book value of assets of which as of the cut-off date of the accounting period (quarter, year) preceding approval of the transaction by a competent management body of the Issuer, and if the said transaction has not been approved by a competent management body of the Issuer, as of the cut-off date of the accounting period (quarter, year) preceding execution of such transaction by the Issuer, for which the legal time limit to submit accounting (financial) statements has expired, does not exceed RUB 100 bn, – RUB 500 mn or 2 or more percent of the book value of assets of the Issuer as of the date specified in this paragraph;
    • for issuers the book value of assets of which as of the cut-off date of the accounting period (quarter, year) preceding approval of the transaction by a competent management body of the Issuer, and if the said transaction has not been approved by a competent management body of the Issuer, as of the cut-off date of the accounting period (quarter, year) preceding execution of such transaction by the Issuer, for which the legal time limit to submit accounting (financial) statements has expired, exceeds RUB 100 bn, – 1 or more percent of the book value of assets of the Issuer as of the date specified in this paragraph;

    3.31. on acquisition by the Issuer of the right or termination of the Issuer’s right to directly or indirectly (through its controlled persons), individually or jointly with other persons who have entered into an agreement for trust management of property, and/or simple partnership, and/or a mandate agreement, and/or a shareholders’ agreement, and/or any other agreement with the Issuer, the subject matter of which is the exercise of rights certified by the shares (stakes) of an entity whose issuable securities are included in the list of securities admitted for trading by a securities market operator or whose assets exceed in value RUB 5 bn, use a certain number of votes attached to the voting shares that constitute the authorized capital of the said entity, if the said number of votes amounts to 5 percent or has become more or less than 5, 10, 15, 20, 25, 30, 50, 75 or 95 percent of the total number of votes attached to the voting shares constituting the authorized capital of the said entity;

    3.32. on conclusion by the Issuer, the entity that controls the Issuer, or an entity controlled by the Issuer of an agreement providing for liability to acquire issuable securities of the said Issuer;

    3.33. on obtainment, suspension, resumption, reissue, revocation (cancellation) or termination for other reasons of a permit (license) of the Issuer entitling it to engage in certain activities, which are of material financial and business importance to the said Issuer;

    3.34. on the expiry of the powers of the Issuer’s sole executive body and/or members of a collective executive body of the Issuer;

    3.35. on changing the amount of stake in the authorized (share) capital of the Issuer and entities controlled by the Issuer that are of material importance to it:

    • belonging to the persons who are members of the Board of Directors (Supervisory Board), members of a collective executive body of the Issuer, as well as the person holding the position (exercising the functions) of the sole executive body of the Issuer;
    • belonging to the persons who are members of the Board of Directors (Supervisory Board), members of a collective executive body of a management company, as well as the person holding the position (exercising the functions) of the sole executive body of a management company, if the powers of the sole executive body of the Issuer have been delegated to a management company;

    3.36. on accrual and/or termination of the Issuer’s bondholders’ right to demand early redemption by the Issuer of the Issuer’s bonds held by them;

    3.37. on engagement or replacement of entities providing intermediary services to the Issuer in performance by the Issuer of obligations with respect to the Issuer’s bonds or other issuable securities with indication of their names, locations and the amount of remuneration for the services being provided, as well as on amendments to the said information;

    3.38. on a dispute related to establishment, management of or equity participation in, the Issuer, if resolution of the said dispute is likely to have a material impact on the price of the Issuer’s issuable securities;

    3.39 on offering outside the Russian Federation of bonds or other financial instruments certifying loan obligations to be performed at the expense of the Issuer;

    3.40. on acquisition (disposal) of the Issuer’s stakes or securities of a foreign issuer certifying the rights in respect of the Issuer’s voting shares by the Issuer and/or entities controlled by the Issuer, except for the entities under control that are brokers and/or trustees and have executed a transaction on their own behalf but at the expense of the client, who is not the Issuer and/or an entity controlled by it;

    3.41. information given or provided by the Issuer to the relevant authority (relevant organization) of a foreign state, foreign stock exchange and/or other organizations pursuant to a foreign law in order to disclose or provide it to foreign investors in connection with the offering of or trading in the Issuer’s issuable securities outside the Russian Federation, including through direct acquisition of securities of a foreign issuer offered in accordance with the foreign law, if such information may have a material impact on the price of the Issuer’s issuable securities;

    3.42. information constituting annual or interim (quarterly) accounting (financial) statements of the Issuer, including its annual or interim consolidated accounting (consolidated financial) statements, as well as that contained in an auditor’s opinion prepared in respect of the said statements;

    3.43. information constituting the terms and conditions of offer of issuable securities as determined by a resolution approved by a competent body of the Issuer authorizing issue (additional issue) of securities, where:

    • securities are offered through trades organized by a securities market operator;
    • securities of an additional issue are offered, if the securities of the issue with respect to which the offered securities make an additional issue are admitted for trading at a securities market operator or an application has been filed in respect of them for admission for trading at a securities market operator;

    3.44. information contained in a report (notice) on the results of an issue of issuable securities approved by a competent body of the Issuer, where:

    • securities are offered through trades organized by a securities market operator;
    • securities of an additional issue are offered, if the securities of the issue with respect to which the offered securities make an additional issue are admitted for trading at a securities market operator or an application has been filed in respect of them for admission for trading at a securities market operator;

    3.45. information contained in a securities prospectus approved by a competent body of the Issuer, except for the information that has previously been disclosed or made available pursuant to the provisions of the Russian securities law;

    3.46. information contained in quarterly reports signed by authorized persons of the Issuer, except for the information that has previously been disclosed or made available pursuant to the provisions of the Russian securities law;

    3.47. information contained in annual reports signed by authorized persons of the Issuer, which is a joint stock company, except for the information that has previously been disclosed or made available pursuant to the provisions of the Russian securities law;

    3.48 on conclusion by the Issuer of a strategic partnership agreement or another agreement, if execution of such agreements is likely to have a material impact on the price of the Issuer’s issuable securities.

Licenses and memberships

Licenses

  • Certificate on including the Bank in the Register of Member Banks of the Mandatory Deposit Insurance System
  • License No 12320H d/d 5.06.2012 issued by the Center for Licensing, Certification and Protection of State Secrecy of the Federal Security Service (FSB) of Russia

Membership in Associations and Organizations

  • Member of the Mandatory Deposit Insurance System
  • Member of National Payment Council
  • Full-fledged member of VISA Int. and MasterCard Int. payment systems
  • Member of Western Union international payment system
  • Member of Moscow Interbank Currency Exchange (MICEX)
  • Member of the Moscow International Currency Association
  • Member of National Securities Market Association
  • Member of Reuters
  • Member of Russian Bankers’ Association
  • Member of Russian Regional Bankers’ Association
  • Member of S.W.I.F.T.
  • Member of the Stroganovsky Club of Industrialists and Financiers

Electronic data interchange (EDI) systems used in Expobank LLC pursuant to Federal Service for Financial Markets (FSFR) Order No 05-77/pz-n dated 08.12.2005 "On Approval of the Regulation on Requirements to the Conduct of Financial Markets Operators When Using Electronic Documents".

Expobank LLC acting as a financial markets operator uses the following EDI systems:

  • EDI with Non-Banking Financial Company ZAO National Settlement Depository (NSD). Electronic document exchange is done in accordance with NSD’s EDI Rules. You can familiarize yourself with the Rules of Electronic Data Interchange of ZAO NSD at its website: www.ndc.ru.
  • EDI with OJSC ‘Moscow Exchange MICEX-RTS’. Electronic document exchange is done in accordance with MICEX’s EDI Rules. You can familiarize yourself with the Rules of Electronic Data Interchange of MICEX at their websites: www.rts.micex.ru.
  • EDI with the Self-Regulated organization ‘National Securities Market Association’. Services of electronic document exchange are provided in accordance with NSMA’s EDI Rules. You can familiarize yourself with the Rules of Electronic Data Interchange of the National Securities Market Association at its website: www.nfa.ru.